Prospect Floating Rate & Alternative Income Fund, Inc.

·NEW YORK, NY

CEO

Faggen Craig J.

Financials

20 shown

Type	Period	Ended	Filed
10-Q	Q4 2025	12/31/25	2/11/26	→
10-Q	Q3 2025	9/30/25	11/12/25	→
10-K	FY 2025	6/30/25	9/3/25	→
10-Q	Q1 2025	3/31/25	5/12/25	→
10-Q	Q4 2024	12/31/24	2/13/25	→
10-Q	Q3 2024	9/30/24	11/14/24	→
↓

Earnings Releases (8-K)

13 shown

Filed	Period
11/12/20	Q2 FY2021	→
9/11/20	Q1 FY2021	→
9/1/20	Q1 FY20218-K DATED AUGUST 26, 2020	→
8/13/20	Q1 FY2021FROM 8K DATED AUGUST 12, 2020	→
5/28/20	Q4 FY2020FORM 8K DATED MAY 28, 2020	→
5/20/20	Q4 FY2020	→
↓

News (8-K)

67 shown

Filed	Type	Description
3/6/26	Vote	Amendments to Articles of Incorporation or Bylaws	→
2/26/26	Reg FD	Regulation FD Disclosure	→
1/27/26	Agreement	Entry into a Material Definitive Agreement	→
1/23/26	Other	Other Events	→
12/16/25	Vote	Submission of Matters to a Vote of Security Holders	→
11/24/25	Other	Other Events	→
↓

Prospectuses & Registrations

12 shown

Filed	Form	Description
2/12/26	424B3	424B3	→
11/24/25	424B3	424B3	→
9/5/25	424B3	424B3	→
5/14/25	424B3	424B3	→
11/20/24	424B3	424B3	→
5/17/24	424B3	424B3	→
↓

Filing History(540 filings)

TypeDateAccessionPeriodSize

8-K

Mar 6, 2026

0001521945-26-0000318-K

Mar 6, 2026

688.8 KB

8-K

Feb 26, 2026

0001521945-26-0000258-K

Feb 26, 2026

191.1 KB

SC TO-I/A

Feb 12, 2026

0001521945-26-000019SC TO-I/A

—

30.5 KB

424B3

Feb 12, 2026

0001521945-26-000018424B3

—

2.6 MB

10-Q

Feb 11, 2026

0001521945-26-00001310-Q

Dec 31, 2025

17.4 MB

486APOS

Jan 28, 2026

0001521945-26-000010486APOS

—

7.0 MB

8-K

Jan 27, 2026

0001521945-26-0000068-K

Jan 27, 2026

338.1 KB

8-K

Jan 23, 2026

0001521945-26-0000048-K

Jan 23, 2026

158.2 KB

DEF 14C

Jan 14, 2026

0001521945-26-000002DEF 14C

Jan 14, 2026

566.7 KB

SC TO-I

Dec 29, 2025

0001521945-25-000113SC TO-I

—

586.7 KB

PRE 14C

Dec 29, 2025

0001521945-25-000110PRE 14C

Dec 29, 2025

566.1 KB

8-K

Dec 16, 2025

0001521945-25-0001088-K

Dec 16, 2025

155.3 KB

SCHEDULE 13D/A

Dec 12, 2025

0002009659-25-000003

—

9.0 KB

40-APP/A

Nov 26, 2025

0001287032-25-00036040-APP/A

—

170.3 KB

424B3

Nov 24, 2025

0001521945-25-000104424B3

—

2.2 MB

8-K

Nov 24, 2025

0001521945-25-0001008-K

Nov 24, 2025

160.5 KB

SC TO-I/A

Nov 18, 2025

0001521945-25-000097SC TO-I/A

—

30.5 KB

10-Q

Nov 12, 2025

0001521945-25-00009410-Q

Sep 30, 2025

14.4 MB

486BPOS

Oct 28, 2025

0001521945-25-000091486BPOS

—

6.3 MB

SC TO-I

Sep 29, 2025

0001521945-25-000088SC TO-I

—

588.3 KB

8-K

Sep 25, 2025

0001521945-25-0000848-K

Sep 25, 2025

160.1 KB

DEFA14A

Sep 18, 2025

0001521945-25-000078DEFA14A

—

694.1 KB

DEF 14A

Sep 18, 2025

0001521945-25-000077DEF 14A

Sep 18, 2025

671.1 KB

424B3

Sep 5, 2025

0001521945-25-000073424B3

—

3.0 MB

10-K

Sep 3, 2025

0001521945-25-00006910-K

Jun 30, 2025

17.1 MB

25 filings shown

Filed	Form	Description
12/12/24	SC 13D/A	SC 13D/A	→
7/29/24	SC 13D/A	SC 13D/A	→
7/29/24	4	4	→
4/26/24	SC 13D/A	SC 13D/A	→
4/26/24	4	4	→
2/26/24	3	FORM 3	→
↓

Prospect Floating Rate & Alternative Income Fund, Inc.

Financials

Earnings Releases (8-K)

News (8-K)

Prospectuses & Registrations

Filing History(540 filings)

Proxies

Ownership

Other Filings

Filed	Form	Description
1/14/26	DEF 14C	DEF 14C	→
12/29/25	PRE 14C	PRE 14C	→
9/18/25	DEFA14A	DEFA14A	→
9/18/25	DEF 14A	DEF 14A	→
9/19/24	DEFA14A	DEFA14A	→
9/19/24	DEF 14A	DEF 14A	→
↓