As filed with the U.S. Securities and Exchange Commission on September 29, 2025
Registration No. 333-288551
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 5
to
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
| OFF THE HOOK YS INC. |
| (Exact name of registrant as specified in its charter) |
| Nevada | 3730 | 33-2636992 | ||
|
(State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification No.) |
1701 Jel Wade Dr,
Wilmington,
NC 28401
Tel: (910) 772-9277
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Brian S John
Chief Executive Officer
Off the Hook YS Inc.
1701 Jel Wade Dr,
Wilmington,
NC 28401
Tel: (910) 772-9277
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
|
Joseph M. Lucosky, Esq. Soyoung Lee, Esq. Lucosky Brookman LLP 101 Wood Avenue South, 5th Floor Woodbridge, NJ 08830 Telephone: (732) 395-4402 |
Gregory Sichenzia, Esq. Arthur S. Marcus, Esq. Sichenzia Ross Ference Carmel LLP |
Approximate date of commencement of proposed sale to the public:
As soon as practicable after this Registration Statement is declared effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
| Emerging growth company | ☒ |
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
Off The Hook YS Inc. is filing this Amendment No. 5 to its Registration Statement on Form S-1 (File No. 333-288551) as an exhibit-only filing. Accordingly, this amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has therefore been omitted.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. Exhibits and Financial Statement Schedules.
(a) Exhibits.
EXHIBIT INDEX
| ** | Filed previously |
| # | Indicates a contract, compensatory plan or arrangement to which a director or executive officer is a party or in which one or more directors or executive officers are eligible to participate. |
| ☐ | Schedules and similar attachments to this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S- K. The registrant hereby undertakes to furnish on a supplemental basis a copy of any omitted schedules and similar attachments to the Securities and Exchange Commission upon request. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-1 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Jupiter, State of Florida, on September 29, 2025.
| OFF THE HOOK YS INC. | ||
| By: | /s/ Brian S. John | |
| Brian S. John | ||
| Chief Executive Officer | ||
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date | ||
| /s/ Brian S. John | Chief Executive Officer and Director | September 29, 2025 | ||
| Brian S. John | ||||
| /s/ Chad Corbin | Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | September 29, 2025 | ||
| Chad Corbin | ||||
| /s/ Jason Ruegg | Founder, President and Chairman of the Board | September 29, 2025 | ||
| Jason Ruegg | ||||
| /s/ Mike Kosloske | Director | September 29, 2025 | ||
| Mike Kosloske | ||||
| /s/ Mary Reynolds | Director | September 29, 2025 | ||
| Mary Reynolds | ||||
| /s/ Jim Segrave | Director | September 29, 2025 | ||
| Jim Segrave | ||||
| /s/ George Jousma | Director | September 29, 2025 | ||
| George Jousma | ||||
| /s/ Andrew Simmons | Executive Vice President and Director | September 29, 2025 | ||
| Andrew Simmons | ||||
/s/ Robert Gonnelli |
Director | September 29, 2025 | ||
| Robert Gonnelli |